-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kd9sYKE00iWUdAsFAPnUUAgr9Ar4FRQX5TZUqNJpz64iiwvZGLpUxDSlQ1bjxAL3 2RiwBVl3c3je8J+uHfKhRQ== 0001047469-04-027140.txt : 20040823 0001047469-04-027140.hdr.sgml : 20040823 20040823170113 ACCESSION NUMBER: 0001047469-04-027140 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20040823 DATE AS OF CHANGE: 20040823 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHIPPAC INC CENTRAL INDEX KEY: 0001093779 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770463048 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60973 FILM NUMBER: 04992413 BUSINESS ADDRESS: STREET 1: 47400 KATO ROAD CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5109798000 MAIL ADDRESS: STREET 1: 47400 KATO ROAD CITY: FREMONT STATE: CA ZIP: 94538 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CITIGROUP INC CENTRAL INDEX KEY: 0000831001 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 521568099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS GROUP INC DATE OF NAME CHANGE: 19950519 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS INC DATE OF NAME CHANGE: 19940103 FORMER COMPANY: FORMER CONFORMED NAME: PRIMERICA CORP /NEW/ DATE OF NAME CHANGE: 19920703 SC 13D/A 1 a2141842zsc13da.txt SCHEDULE 13-D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (AMENDMENT NO. 5) CHIPPAC, INC. - -------------------------------------------------------------------------------- (Name of Company) CLASS A COMMON STOCK, PAR VALUE $.01 PER SHARE - -------------------------------------------------------------------------------- (Title of Class of Securities) 169657-10-3 ---------------------------------------- (CUSIP Number) Serena D. Moe Citigroup Inc. 425 Park Avenue New York, New York 10043 (212) 559-1000 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 4, 2004 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box / /. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, SEE the NOTES). PAGE 2 OF 21 PAGES SCHEDULE 13D CUSIP No. 169657-10-3 - --------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CITICORP MEZZANINE III, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or (e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 0 SHARES SHARES -------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 0 SHARES OWNED BY -------------------------------------------------- 9 SOLE DISPOSITIVE POWER EACH 0 SHARES REPORTING -------------------------------------------------- 10 SHARED DISPOSITIVE POWER PERSON WITH 0 SHARES -------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 SHARES - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* /X/ - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 3 OF 21 PAGES SCHEDULE 13D CUSIP No. 169657-10-3 - --------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CITICORP CAPITAL INVESTORS, LIMITED - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or (e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 0 SHARES SHARES -------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 0 SHARES OWNED BY -------------------------------------------------- 9 SOLE DISPOSITIVE POWER EACH 0 SHARES REPORTING -------------------------------------------------- 10 SHARED DISPOSITIVE POWER PERSON WITH 0 SHARES -------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 SHARES - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* /X/ - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 4 OF 21 PAGES SCHEDULE 13D CUSIP No. 169657-10-3 - --------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CITICORP VENTURE CAPITAL LTD. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or (e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION NEW YORK - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 0 SHARES SHARES -------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 0 SHARES OWNED BY -------------------------------------------------- 9 SOLE DISPOSITIVE POWER EACH 0 SHARES REPORTING -------------------------------------------------- 10 SHARED DISPOSITIVE POWER PERSON WITH 0 SHARES -------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 SHARES - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* /X/ - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 5 OF 21 PAGES SCHEDULE 13D CUSIP No. 169657-10-3 - --------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CITIBANK, N.A. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or (e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION NATIONAL BANKING ASSOCIATION - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 0 SHARES SHARES -------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 0 SHARES OWNED BY -------------------------------------------------- 9 SOLE DISPOSITIVE POWER EACH 0 SHARES REPORTING -------------------------------------------------- 10 SHARED DISPOSITIVE POWER PERSON WITH 0 SHARES -------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 SHARES - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* /X/ - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* BK - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 6 OF 21 PAGES SCHEDULE 13D CUSIP No. 169657-10-3 - --------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CITICORP - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or (e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 0 SHARES SHARES -------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 0 SHARES OWNED BY -------------------------------------------------- 9 SOLE DISPOSITIVE POWER EACH 0 SHARES REPORTING -------------------------------------------------- 10 SHARED DISPOSITIVE POWER PERSON WITH 0 SHARES -------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 SHARES - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* /X/ - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* HC - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 7 OF 21 PAGES SCHEDULE 13D CUSIP No. 169657-10-3 - --------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CITIGROUP HOLDINGS COMPANY - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or (e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 0 SHARES SHARES -------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 0 SHARES OWNED BY -------------------------------------------------- 9 SOLE DISPOSITIVE POWER EACH 0 SHARES REPORTING -------------------------------------------------- 10 SHARED DISPOSITIVE POWER PERSON WITH 0 SHARES -------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 SHARES - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* /X/ - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* HC - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 8 OF 21 PAGES SCHEDULE 13D CUSIP No. 169657-10-3 - --------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CITIGROUP INC. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or (e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 0 SHARES SHARES -------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 0 SHARES OWNED BY -------------------------------------------------- 9 SOLE DISPOSITIVE POWER EACH 0 SHARES REPORTING -------------------------------------------------- 10 SHARED DISPOSITIVE POWER PERSON WITH 0 SHARES -------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 SHARES - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* HC - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 9 OF 21 PAGES This Amendment No. 5 to the Statement on Schedule 13D amends the Schedule 13D filed on June 27, 2001, Amendment No. 1 thereto filed on August 22, 2002, Amendment No. 2 thereto filed on November 14, 2003, Amendment No. 3 thereto filed on December 18, 2003, and Amendment No. 4 thereto filed on Feburary 20, 2004 (as so amended, the "SCHEDULE 13D"), with respect to the Class A Common Stock, par value $0.01 per share (the "CLASS A COMMON STOCK"), of ChipPAC, Inc., a Delaware corporation ("CHIPPAC" or the "COMPANY"). Except as otherwise described herein, the information contained in the Schedule 13D, as previously amended, remains in effect, and all capitalized terms used but not defined herein shall have the meanings previously ascribed to them in the Schedule 13D. ITEM 2. IDENTITY AND BACKGROUND. Item 2 is hereby amended and supplemented as follows: (a) This Schedule 13D is being filed by (i) Citicorp Mezzanine III, L.P., a Delaware limited partnership ("CMIII"), by virtue of its beneficial ownership of the Company's 8% Convertible Subordinated Notes Due 2011, which were formerly convertible into Class A Common Stock, (ii) Citicorp Capital Investors, Limited, a Delaware corporation ("CCI"), as general partner of CMIII, (iii) Citicorp Venture Capital Ltd., a New York corporation ("CVC"), by virtue of its prior beneficial ownership of Class A Common Stock, (iv) Citibank, N.A., a national banking association ("CITIBANK"), by virtue of its ownership of all of the outstanding common stock of CVC, (v) Citicorp, a Delaware corporation ("CITICORP"), by virtue of its ownership of all of the outstanding common stock of CCI and Citibank, (vi) Citigroup Holdings Company, a Delaware corporation ("CITIGROUP HOLDINGS"), by virtue of its ownership of all of the outstanding common stock of Citicorp, and (vii) Citigroup Inc., a Delaware corporation ("CITIGROUP"), by virtue of its ownership of all the outstanding common stock of Citigroup Holdings (collectively, the "REPORTING PERSONS," and each a "REPORTING PERSON"). Attached as SCHEDULE A is information concerning each executive officer and director of CCI and, by virtue of CCI's position as general partner of CMIII, of CMIII. Attached as SCHEDULE B is information concerning each executive officer and director of CVC. Attached as SCHEDULE C is information concerning each executive officer and director of Citigroup. Schedules A through C each are incorporated into and made a part of this Schedule 13D. PAGE 10 OF 21 PAGES ITEM 4. PURPOSE OF TRANSACTION Item 4 is hereby amended and supplemented as follows: (a) - (b) Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of February 10, 2004 (the "Merger Agreement") by and among ST Assembly Test Services Ltd., a Singapore public company limited by shares ("Parent"), Camelot Merger, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"), and the Company, on August 4, 2004 Merger Sub merged with and into the Company, which became a wholly owned subsidiary of Parent (the "Merger"). As a result of the Merger, each issued and outstanding share of Class A Common Stock was cancelled and was converted automatically into the right to receive 0.87 American Depositary Shares ("ADSs") of Parent. Each ADS represents the right to receive ten Ordinary Shares of Parent. In connection with the Voting Agreement dated as of February 10, 2004 (the "Voting Agreement") by and among Parent and the stockholders of the Company identified on the signature pages thereto, CVC and an affiliate of CVC voted their shares of Class A Common Stock in favor of the Merger. (c) Not applicable (d) Upon consummation of the Merger, the directors of Merger Sub became the directors of the Company. By operation of the Merger, the two directors of the Company affiliated with CVC are no longer directors of the Company. (e) Not applicable (f) Upon consummation of the Merger, Merger Sub was merged with and into the Company, and the Company became a wholly owned subsidiary of Parent. (g) Upon consummation of the Merger, the Certificate of Incorporation and Bylaws of Merger Sub, as in effect immediately prior to the Merger, became the Certificate of Incorporation and Bylaws of the surviving corporation, both until thereafter amended, provided, however, that, at the effective time of the Merger, Article I of the Certificate of Incorporation of the surviving corporation was amended to read as follows: "The name of the corporation is STATS ChipPAC, Inc.". (h) Upon consummation of the Merger, the Class A Common Stock ceased to be quoted on any quotation system or exchange. (i) Upon consummation of the Merger, the Class A Common Stock became eligible for termination of registration pursuant to Section 12 (g)(4) of the Exchange Act. (j) Other than as described above, neither CMIII nor CVC currently has any plan or proposal which relates to, or may result in, any of the matters listed in Items 4(a) - (i) of this Schedule 13D. ITEM 5. INTEREST IN SECURITIES OF THE COMPANY. Item 5 is hereby amended and supplemented as follows: (a) As of the date of this Amendment No.5, neither Citigroup nor any of its subsidiaries, including CVC, nor CMIII own any shares of Class A Common Stock. As a result of the Merger, the aggregate number of shares held by CVC and CMIII represent 0% of the outstanding Shares of Class A Common Stock. PAGE 11 OF 21 PAGES (b) As a result of the Merger, CMIII, CCI, CVC, Citibank, Citicorp, Citigroup Holdings and Citigroup may be deemed to share the voting and dispositive power of no shares of Class A Common Stock. PAGE 12 OF 21 PAGES (c) Except for the transactions contemplated by the Merger Agreement and the Voting Agreement, to the best knowledge of each Reporting Person, neither the Reporting Persons nor any of the persons named in Schedule A through C to this Schedule 13D has effected a transaction in shares of Class A Common Stock during the past 60 days (excluding transactions that may have been effected by certain subsidiaries of Citigroup for managed accounts with funds provided by third party customers). (d) Not applicable (e) CMIII, CCI, CVC, Citibank, Citicorp, Citigroup Holdings and Citigroup each ceased to be the beneficial owner, either individually or in the aggregate, of more than 5% of the Class A Common Stock on August 4, 2004 as a result of the Merger. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. Item 7 is hereby amended and supplemented as follows: Exhibit 15 - Joint Filing Agreement, dated as of August 23, 2004, by and among Citicorp Mezzanine III, L.P., Citicorp Capital Investors, Limited, Citicorp Venture Capital Ltd., Citibank, N.A., Citicorp, Citigroup Holdings Company and Citigroup Inc. Exhibit 16 Agreement and Plan of Merger and Reorganization dated as of February 10, 2004 among ST Assembly Test Services Ltd., Camelot Merger, Inc. and ChipPAC, Inc., incorporated by reference to Exhibit 16 of Amendment No. 4 to the Statement on Schedule 13D filed on Feburary 20, 2004. Exhibit 17 Voting Agreement dated as of February 10, 2004 among ST Assembly Test Services Ltd. and the stockholders of ChipPAC, Inc. identified on the signature pages thereto, incorporated by reference to Exhibit 17 of Amendment No. 4 to the Statement on Schedule 13D filed on Feburary 20, 2004. Exhibit 18 Letter Agreement dated as of February 10, 2004 among ChipPAC, Inc. and Citicorp Mezzanine III, L.P., incorporated by reference to Exhibit 18 of Amendment No. 4 to the Statement on Schedule 13D filed on Feburary 20, 2004. PAGE 13 OF 21 PAGES SIGNATURE After reasonable inquiry and to the best of the knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this statement on Schedule 13D with respect to the undersigned is true, complete and correct. Dated: August 23, 2004 CITICORP MEZZANINE III, L.P. By: Citicorp Capital Investors, Limited, its General Partner By: /s/ Byron L. Knief -------------------------------------- Name: Byron L. Knief Title: President CITICORP CAPITAL INVESTORS, LIMITED By: /s/ Anthony P. Mirra -------------------------------------- Name: Anthony P. Mirra Title: Vice President CITICORP VENTURE CAPITAL LTD. By: /s/ Anthony P. Mirra -------------------------------------- Name: Anthony P. Mirra Title: Vice President and Assistant Secretary CITIBANK, N.A. By: /s/ Serena D. Moe -------------------------------------- Name: Serena D. Moe Title: Assistant Secretary CITICORP By: /s/ Serena D. Moe -------------------------------------- Name: Serena D. Moe Title: Assistant Secretary CITIGROUP HOLDINGS COMPANY By: /s/ Serena D. Moe -------------------------------------- Name: Serena D. Moe Title: Assistant Secretary CITIGROUP INC. By: /s/ Serena D. Moe -------------------------------------- Name: Serena D. Moe Title: Assistant Secretary PAGE 14 OF 21 PAGES SCHEDULE A Unless otherwise indicated, each individual is a United States citizen. If no address is given, the director's or executive officer's business address is 399 Park Avenue, New York, New York 10043. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to such individual's position with Citicorp Capital Investors, Limited.
Name, Title and Citizenship Principal Occupation and Business Address - --------------------------- ----------------------------------------- William T. Comfort Chairman Director and Executive Officer Byron L. Knief President Director and Executive Officer David F. Thomas Vice President Director and Executive Officer Lauren M. Connelly Vice President & Secretary Executive Officer Peter Haggerty Vice President & Treasurer Executive Officer Scott A. Lyons Vice President Executive Officer Richard E. Mayberry Vice President Executive Officer Anthony P. Mirra Vice President Executive Officer Edward C. Salvitti Vice President & Assistant Treasurer Executive Officer William H. Wolf Vice President & Assistant Secretary Executive Officer Jennifer Cappello-Ruggiero Assistant Vice President Executive Officer
PAGE 15 OF 21 PAGES SCHEDULE B Unless otherwise indicated, each individual is a United States citizen. If no address is given, the director's or executive officer's business address is 399 Park Avenue, New York, New York 10043. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to such individual's position with Citicorp Venture Capital Ltd.
Name, Title and Citizenship Principal Occupation and Business Address - --------------------------- ----------------------------------------- William T. Comfort Senior Vice President Director and Executive Officer David F. Thomas Vice President and Managing Director Director and Executive Officer Michael A. Delaney Vice President and Managing Director Director and Executive Officer Thomas F. McWilliams Vice President and Managing Director Executive Officer Paul C. Schorr Vice President and Managing Director Executive Officer John P. Civantos Vice President Executive Officer Lauren M. Connelly Vice President and Secretary Executive Officer Charles E. Corpening Vice President Executive Officer Michael S. Gollner Vice President Executive Officer Ian D. Highet Vice President Executive Officer Byron L. Knief Vice President Executive Officer PAGE 16 OF 21 PAGES Name, Title and Citizenship Principal Occupation and Business Address - --------------------------- ----------------------------------------- Richard E. Mayberry Vice President Executive Officer Anthony P. Mirra Vice President and Assistant Secretary Executive Officer Joseph M. Silvestri Vice President Executive Officer Michael D. Stephenson Vice President Executive Officer James A. Urry Vice President Executive Officer John D. Weber Vice President Executive Officer Jennifer Cappello-Ruggiero Assistant Vice President Executive Officer Darryl A. Johnson Assistant Vice President Executive Officer
PAGE 17 OF 21 PAGES SCHEDULE C Unless otherwise indicated, each individual is a United States citizen. If no address is given, the directors or executive officer's business address is 399 Park Avenue, New York, New York 10043. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to such individual's position with Citigroup Inc.
Name, Title and Citizenship Principal Occupation and Business Address - --------------------------- ----------------------------------------- C. Michael Armstrong Retired Chairman Director Hughes, AT&T and Comcast Corporations 1114 Avenue of the Americas, 21st Floor New York, NY 10036 Alain J. P. Belda Chairman & Chief Executive Officer Director Alcoa Inc. Brazil 390 Park Avenue, 11th Floor New York, NY 10022 George David Chairman & Chief Executive Officer Director United Technologies Corporation 1 Financial Plaza Hartford, CT 06101 Kenneth T. Derr Chairman, Retired Director ChevronTexaco Corporation 345 California Street Room 3016 San Francisco, CA 94104 John M. Deutch Institute Professor Director Massachusetts Institute of Technology 77 Massachusetts Avenue, Room 6-208 Cambridge, MA 02139 The Honorable Gerald R. Ford Former President of the United States Honorary Director 40365 Sand Dune Road Rancho Mirage, CA 92270 Roberto Hernandez Chairman of the Board Director Banco Nacional de Mexico Mexico Actuario Roberto Medellin No. 800 - 5th Floor Col. Sante Fe 01210 Mexico City, Mexico PAGE 18 OF 21 PAGES Name, Title and Citizenship Principal Occupation and Business Address - --------------------------- ----------------------------------------- Ann Dibble Jordan Consultant Director 2940 Benton Place, N.W. Washington, DC 20008-2718 Dudley C. Mecum Managing Director Director Capricorn Holdings, LLC 30 East Elm Street Greenwich, CT 06830 Richard D. Parsons Chairman and Chief Executive Officer Director Time Warner Inc. 75 Rockefeller Plaza, 29th Floor New York, NY 10019 Andrall E. Pearson Founding Chairman Director Yum! Brands, Inc. 41 Meadow Wood Drive Greenwich, CT 06830 Charles Prince Chief Executive Officer Director and Citigroup Inc. Executive Officer Robert E. Rubin Member of the Office of the Chairman Director and Citigroup Inc. Executive Officer PAGE 19 OF 21 PAGES Name, Title and Citizenship Principal Occupation and Business Address - --------------------------- ----------------------------------------- Franklin A. Thomas Consultant Director TFF Study Group 595 Madison Avenue, 33rd Floor New York, NY 10022 Sanford I. Weill Chairman Director and Citigroup Inc. Executive Officer Robert B. Williamstad President and Chief Operating Officer Director and Citigroup Inc. Executive Officer Winfried F. W. Bischoff Chairman Executive Officer Citigroup Europe United Kingdom and Germany 33 Canada Square Canary Wharf, London E14 5LB United Kingdom David C. Bushnell Senior Risk Officer Executive Officer Citigroup Inc. Michael A. Carpenter Chairman and Chief Executive Officer Executive Officer Citigroup Global Investments Robert Druskin Chief Executive Officer Executive Officer Global Corporate and Investment Banking Group 388 Greenwich Street, 39th Floor New York, NY 10013 Stanley Fischer Vice Chairman Executive Officer Citigroup Inc. William P. Hannon Controller and Chief Accounting Officer Executive Officer Citigroup Inc. Michael S. Helfer General Counsel and Corporate Secretary Executive Officer Citigroup Inc. Thomas W. Jones Chairman and Chief Executive Officer Executive Officer Global Investment Management and Private Banking Group Sallie L. Krawcheck Chairman and Chief Executive Officer Executive Officer Smith Barney 388 Greenwich Street, 39th Floor New York, NY 10013 Marjorie Magner Chairman and Chief Executive Officer Executive Officer Global Consumer Group PAGE 20 OF 21 PAGES Name, Title and Citizenship Principal Occupation and Business Address - --------------------------- ----------------------------------------- Deryck C. Maughan Vice Chairman Executive Officer Citigroup Inc. Victor J. Menezes Senior Vice Chairman Executive Officer Citigroup Inc. William R. Rhodes Senior Vice Chairman Executive Officer Citigroup Inc. Todd S. Thomson Chief Financial Officer Executive Officer Citigroup Inc.
PAGE 21 OF 21 PAGES EXHIBIT INDEX EXHIBIT NO. Exhibit 15. Joint Filing Agreement, dated as of August 23, 2004, by and among Citicorp Mezzanine III, L.P., Citicorp Capital Investors, Limited, Citicorp Venture Capital Ltd., Citibank, N.A., Citicorp, Citigroup Holdings Company and Citigroup Inc. Exhibit 16 Agreement and Plan of Merger and Reorganization dated as of February 10, 2004 among ST Assembly Test Services Ltd., Camelot Merger, Inc. and ChipPAC, Inc., incorporated by reference to Exhibit 16 of Amendment No. 4 to the Statement on Schedule 13D filed on Feburary 20, 2004. Exhibit 17 Voting Agreement dated as of February 10, 2004 among ST Assembly Test Services Ltd. and the stockholders of ChipPAC, Inc. identified on the signature pages thereto, incorporated by reference to Exhibit 17 of Amendment No. 4 to the Statement on Schedule 13D filed on Feburary 20, 2004. Exhibit 18 Letter Agreement dated as of February 10, 2004 among ChipPAC, Inc. and Citicorp Mezzanine III, L.P., incorporated by reference to Exhibit 18 of Amendment No. 4 to the Statement on Schedule 13D filed on Feburary 20, 2004. EX-15 2 a2141842zex-15.txt EXHIBIT 15 EXHIBIT 15 JOINT FILING AGREEMENT This will confirm the agreement by and among all of the undersigned that this Amendment No. 5 to Schedule 13D on or about this date with respect to the beneficial ownership by the undersigned of ChipPAC, Inc. is being, and any and all amendments to such Schedule may be, filed on behalf of each of the undersigned. This Agreement may be executed in two or more counterparts, each of which will be deemed an original, but all of which together shall constitute one and the same instrument. Dated: August 23, 2004 CITICORP MEZZANINE III, L.P. By: Citicorp Capital Investors Limited, its General Partner By: /s/ Byron L. Knief --------------------------------------- Name: Byron L. Knief Title: President CITICORP CAPITAL INVESTORS, LIMITED By: /s/ Anthony P. Mirra --------------------------------------- Name: Anthony P. Mirra Title: Vice President CITICORP VENTURE CAPITAL LTD. By: /s/ Anthony P. Mirra --------------------------------------- Name: Anthony P. Mirra Title: Vice President and Assistant Secretary CITIBANK, N.A. By: /s/ Serena D. Moe --------------------------------------- Name: Serena D. Moe Title: Assistant Secretary CITICORP By: /s/ Serena D. Moe --------------------------------------- Name: Serena D. Moe Its: Assistant Secretary CITIGROUP HOLDINGS COMPANY By: /s/ Serena D. Moe --------------------------------------- Name: Serena D. Moe Its: Assistant Secretary CITIGROUP INC. By: /s/ Serena D. Moe --------------------------------------- Name: Serena D. Moe Its: Assistant Secretary -----END PRIVACY-ENHANCED MESSAGE-----